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Results of search for 'su:"Investment advisors - Legal status, laws, etc"'
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Authors
Bines, Harvey E
Clark, Barton B
Frankel, Tamar
MacHarg, Marcia L
O'Malley, Terrance J
Schlueter, Thorsten
Schwing, Ann Taylor
Thel, Steve
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English Books
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4TH FLOOR, A WING
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Banking law - German...
Banking law - Great ...
Financial services i...
Investment advisors ...
Investment advisors ...
Investment advisors ...
Investment advisors ...
Investments
Investments - Law an...
Mutual funds - Law a...
Securities - United ...
Tort liability of ba...
Tort liability of ba...
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Your search returned 6 results.
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1.
Image from Google Jackets
International survey of investment adviser regulation
Marcia L. MacHarg, Barton B. Clark, editors
by
Clark, Barton B
MacHarg, Marcia L
Edition:
2nd ed
Publication details:
Alphen aan den Rijn, The Netherlands ; Frederick, MD
Kluwer Law International
1999
Availability:
Items available for loan:
Anna Centenary Library
(1)
Call number:
346.092 MAC
.
2.
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Investment adviser's legal and compliance guide
Terrance J. O'Malley
by
O'Malley, Terrance J
Publication details:
New York
Aspen Publishers
c2004-
Availability:
Items available for loan:
Anna Centenary Library
(1)
Call number:
346.730926 OMA
.
3.
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Investment management law and regulation
Harvey E. Bines, Steve Thel
by
Thel, Steve
Bines, Harvey E
Edition:
2nd ed
Publication details:
New York
Aspen Publishers
2004
Availability:
Items available for loan:
Anna Centenary Library
(1)
Call number:
346.73092 BIN
.
4.
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The regulation of money managers : mutual funds and advisers
Tamar Frankel, Ann Taylor Schwing
by
Frankel, Tamar
Schwing, Ann Taylor
Edition:
2nd ed
Publication details:
Gaithersburg
Aspen Law & Business
c2001-
Availability:
Items available for loan:
Anna Centenary Library
(3)
Call number:
346.73092 FRA.4, ..
.
5.
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Banks as financial advisers : a comparative study of English and German law
Thorsten Schlueter
by
Schlueter, Thorsten
Publication details:
The Hague
Kluwer Law International
c2001
Availability:
Items available for loan:
Anna Centenary Library
(1)
Call number:
346.42082 SCH
.
6.
Image from Google Jackets
The regulation of money managers : mutual funds and advisers
Tamar Frankel, Ann Taylor Schwing
by
Frankel, Tamar
Schwing, Ann Taylor
Edition:
2nd ed
Publication details:
Gaithersburg
Aspen Law & Business
c2001-
Availability:
No items available.
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