Anna Centenary Library Search for 'su:"Investment advisors - Legal status, laws, etc"'

International survey of investment adviser regulation

Alphen aan den Rijn, The Netherlands ; Frederick, MD Kluwer Law International 1999 .
xlvii, 539 p. ; 25 cm , Includes bibliographical references and index 9789041196880

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Investment adviser's legal and compliance guide

By O'Malley, Terrance J.
New York Aspen Publishers 2004 .
v. (loose-leaf) : forms, 26 cm , Includes index 9780735550926

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Investment management law and regulation

By Thel, Steve.
New York Aspen Publishers 2004 .
xxxv, 927 p. ; 26 cm , Rev. ed. of: Law of investment management. 1978. Includes bibliographical references (p. 823-858) and index. Kept up to date by supplements 9780735530485

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The regulation of money managers : mutual funds and advisers

By Frankel, Tamar.
Gaithersburg Aspen Law & Business 2001 .
4 v. (loose-leaf) ; 26 cm , Includes bibliographical references and index 9780735518452

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Banks as financial advisers : a comparative study of English and German law

By Schlueter, Thorsten.
The Hague Kluwer Law International 2001 .
xviii, 193 p. ; 25 cm , Includes bibliographical references (p. 187-190) and index 9789041198280

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The regulation of money managers : mutual funds and advisers

By Frankel, Tamar.
Gaithersburg Aspen Law & Business 2001 .
4 v. (loose-leaf) ; 26 cm , Includes bibliographical references and index 9780735518452

]]> Place hold on The regulation of money managers : mutual funds and advisers