TY  - BOOK
AU  - O'Malley, Terrance J
TI  - Investment adviser's legal and compliance guide
SN  - 9780735550926
SN  - 200405522
U1  - 346.730926 OMA 
PY  - 2004///-
CY  - New York
PB  - Aspen Publishers
KW  - Financial services industry - Law and legislation - United States
KW  - Investment advisors - Legal status, laws, etc. - United States
KW  - Securities - United States
N1  - Includes index
ER  -