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Investment adviser's legal and compliance guide Terrance J. O'Malley
Publication details: New York Aspen Publishers c2004-Description: v. (loose-leaf) : forms, 26 cmISBN:- 9780735550926
- 2004055228
- 346.730926 OMA
| Current library | Call number | Status | Date due | Barcode | |
|---|---|---|---|---|---|
| Anna Centenary Library | 346.730926 OMA (Browse shelf(Opens below)) | Available | 138406 |
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| 346.730922 GRE.2 U.S. regulation of the international securities and derivative markets | 346.730922 LOS Fundamentals of securities regulation | 346.730922 WOL Securities regulation | 346.730926 OMA Investment adviser's legal and compliance guide | 346.730926 POS.2 Broker-dealer law and regulation | 346.73092602 BRO.1 Raising capital: private placement forms & techniques, third edition | 346.73092602 BRO.1 Raising capital: private placement forms & techniques, third edition |
Includes index
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